The registered investment advisor space experienced a boom in mergers and acquisitions in 2025 that was in part driven by how larger buyers are evolving their targeting toward "adjacent categories" ...

Despite talk about a potential bubble emerging in the artificial intelligence sector, family offices put the technology ahead all other industries as far as what they want to invest in — although they ...

Amid its standoff with the Swiss government over the capitalization of its foreign subsidiaries, Zurich-based UBS has to address a major issue raised by U.S. lawmakers — hundreds of newly discovered ...

The standoff between California's richest residents and the labor leaders who want to tax them may get a break brokered in part by Democratic Rep. Ro Khanna after blowback against him from some tech ...

A former New York–based financial advisor who allegedly stole more than $1.1 million from customers in an investment ruse has been sentenced to six years in prison.

The Financial Industry Regulatory Authority has fined another broker-dealer over alleged failures related to the Securities and Exchange Commission 's Regulation Best Interest and the customer ...

As top college athletes and their coaches increasingly receive compensation packages on par with some of their professional counterparts, financial advisors who specialize in athletes may now find ...

Cetera has acquired Texas-based Plains Wealth Management, an independent practice overseeing about $400 million in assets that has joined the firm's registered investment advisory model.

Cetera has acquired Texas-based Plains Wealth Management, an independent practice overseeing about $400 million in assets that has joined the firm's registered investment advisory model.

Financial advisors may have a receptive audience with Gen X retirement savers, many of whom will need help setting up a proper plan, according to a new report.

This story originally ran on Deconstructed, a weekly newsletter from Financial Advisor IQ that breaks down news and perspectives on portfolio construction.

Wells Fargo Advisors has lured several financial advisors to its independent Financial Network from rivals, the firm announced on Tuesday. NewEdge Advisors has brought on a team managing $1.4 billion ...