Sep 7, 2018 · Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act Mandatory Rulemaking Provisions The SEC has adopted final rules for mandatory rulemaking …

Aug 26, 2024 · Whistleblower Protections Under the Dodd-Frank Act, the SEC implemented rules that enabled the agency to take legal action against employers who have retaliated against whistleblowers.

Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 The Dodd-Frank Wall Street Reform and Consumer Protection Act was signed into law on July 21, 2010 by President Barack …

Nov 16, 2016 · Keynote Address: Examining the Dodd-Frank Act and the Future of Financial Regulation by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission at University of …

May 30, 2013 · Dodd-Frank Wall Street Reform and Consumer Protection Act Frequently Asked Questions April 7, 2014 (Questions 13-21) May 30, 2013 (Questions 1-12)

Jul 16, 2015 · Foreign Corrupt Practices Act Initial Coin Offerings (ICOs) Implementation of Dodd-Frank Act Interactive Data and XBRL Initiative Investor Advisory Committee Jumpstart Our Business …

A Small Entity Compliance Guide 1 Introduction On August 22, 2012, the Securities and Exchange Commission (“SEC”) adopted a new rule and form, as mandated by Section 1502 of the Dodd-Frank …

For detailed information about the program, including eligibility requirements and certain limitations that apply, please see Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act …

The Dodd-Frank Wall Street Reform and Consumer Protection Act expanded the protections for whistleblowers and broadened the prohibitions against retaliation. Following the passage of Dodd …

Jan 25, 2011 · The rule amendments implement Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which added Section 14A to the Exchange Act. This statute requires public …